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Risk Oversight covers the governance and supervision of an organisation’s risk framework. A solicitor in this area helps boards and senior managers identify, assess and monitor risks, draft and review risk management policies and escalation protocols, and ensure regulatory and statutory compliance. They draft board reports, risk registers, and disclosures, and advise on responses to significant risk events or failures in controls. The work often shapes governance structures, committees and internal control systems.

What a solicitor handles in these matters

The solicitor handles governance structures, risk assessments, policy drafting, and the interaction with regulators and auditors. They work with risk registers, internal controls, incident response plans, and reporting to the board, ensuring compliance with applicable standards and schemes and guiding responses to potential breaches or failures in control.

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