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Forsters LLP
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Top 10 of 268 law firms for Regulatory & Governance, Governance Law
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Regulatory and governance work covers how organisations comply with the rules that guide their operation, and how their boards and senior managers run the business within those rules. A solicitor in this area helps draft policies, codes, and governance frameworks; reviews compliance programs; and guides investigations when regulators scrutinise conduct or reporting. They also advise on regulatory reporting, risk management, and interactions with agencies such as the Financial Conduct Authority, the Prudential Regulation Authority, and Companies House.
What a solicitor handles in these matters
The solicitor handles complex frameworks, writes policies, prepares governance disclosures, and coordinates responses to regulator inquiries, while ensuring accurate record-keeping and timely reporting under statutory requirements.
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