Top 10 of 445 law firms for Regulatory & Compliance, Compliance Law

Law firms ranked by client reviews

This area covers helping businesses meet statutory and regulator-imposed requirements and respond to investigations. A solicitor drafts and reviews compliance policies, codes of conduct and training programmes; conducts internal risk assessments; advises on whistleblowing and reporting duties; handles disclosures to authorities; represents the client in regulator interviews, consent orders or enforcement proceedings; and assists with governance, risk management and remediation work.

What a solicitor handles in these matters

A solicitor handles the provisions, investigations and interactions with regulators such as the Financial Conduct Authority, HMRC, and sector regulators, advising on proactive compliance programmes and reactive responses to alleged breaches, including remediation and governance improvements.

You searched for Regulatory & Compliance specialists. Here are related areas of law to help you narrow down your results.

4.4 5,378 Reviews

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4.7 1,049 Reviews

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4.8 686 Reviews

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5.0 1,352 Reviews

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4.9 1,215 Reviews

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4.8 500 Reviews

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4.7 2,369 Reviews

94%

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95%

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Gemma Nie

Tagged solicitor Gemma Nie

Gemma dealt with both the sale and purchase. It was not the most easiest of transactions but Gemma always remained professional, helpful and impartial and always had to time to speak to me on the phone and answer emails. I would highly recommend Martin Tolhurst solicitors and would definitely use them again.

Review left by James

4.8 1,279 Reviews

94%

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4.8 527 Reviews

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94%

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4.8 1,075 Reviews

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95%

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Rhianydd Llewellyn

Tagged solicitor Rhianydd Llewellyn

I am extremely satisfied with the excellent service JCP has provided over the past few years. To date I have purchased 3 separate dental practices with the help of Chris Davies and Rhianydd Llewellyn of JCP (Swansea). I would highly recommend both Chris and Rhianydd have been outstanding, always quick to respond and resolve issues.

Review left by paul

4.8 3,638 Reviews

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4.9 593 Reviews

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Jenny Legg

Tagged solicitor Jenny Legg

We were recommended Parker Bullen Solicitors by our Accountant and what a great recommendation it was. Jenny and her team were both diligent, hard working and very responsive. We would highly recommend Barker Bullen to any company looking to purchase or sell their business.

Review left by Chris Miller

4.9 1,385 Reviews

95%+

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95%+

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95%+

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Victoria Rees

Tagged solicitor Victoria Rees

A big thank you to Victoria Rees and her team at Richard Nelson LLP! She has been incredibly helpful with my case and has immense knowledge in Gphc related cases. She made such a difficult time in my life so much easier and her professionalism and determination is unmatched! So grateful to her and her team! I can’t recommend Richard Nelson LLP enough!

Review left by Anonymous

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