Top 10 of 445 law firms for Compliance Processes, Compliance Law

Law firms ranked by client reviews

Compliance processes cover the systems and ongoing steps a business takes to meet legal and regulatory requirements. A solicitor in this area helps design, implement and monitor policies, procedures and controls to prevent breaches, while ensuring risk assessments, due diligence and training are fit for purpose across the organisation. They draft and review internal policies, oversee regulatory reporting, and advise on investigations into potential non‑compliance, including how to engage with supervisory bodies and regulators. They also coordinate remediation where processes fall short and help prepare for audits and enforcement actions.

What a solicitor handles in these matters

The solicitor maps regulatory obligations into practical procedures, drafts governance documents, coordinates monitoring and reporting cycles, conducts internal investigations into potential breaches, and liaises with regulators such as the Financial Conduct Authority and Information Commissioner's Office. They typically handle risk assessments, controls testing, policy updates, training programmes, record-keeping, and remediation plans, ensuring appropriate accountability and escalation paths are in place within the business.

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4.9 1,215 Reviews

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4.7 13,705 Reviews

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4.3 2,700 Reviews

86%

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84%

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4.8 500 Reviews

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4.7 2,369 Reviews

94%

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95%

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Gemma Nie

Tagged solicitor Gemma Nie

Gemma dealt with both the sale and purchase. It was not the most easiest of transactions but Gemma always remained professional, helpful and impartial and always had to time to speak to me on the phone and answer emails. I would highly recommend Martin Tolhurst solicitors and would definitely use them again.

Review left by James

4.8 1,279 Reviews

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4.8 527 Reviews

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94%

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4.8 1,075 Reviews

94%

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95%

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Rhianydd Llewellyn

Tagged solicitor Rhianydd Llewellyn

I am extremely satisfied with the excellent service JCP has provided over the past few years. To date I have purchased 3 separate dental practices with the help of Chris Davies and Rhianydd Llewellyn of JCP (Swansea). I would highly recommend both Chris and Rhianydd have been outstanding, always quick to respond and resolve issues.

Review left by paul

4.8 3,638 Reviews

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4.9 593 Reviews

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Jenny Legg

Tagged solicitor Jenny Legg

We were recommended Parker Bullen Solicitors by our Accountant and what a great recommendation it was. Jenny and her team were both diligent, hard working and very responsive. We would highly recommend Barker Bullen to any company looking to purchase or sell their business.

Review left by Chris Miller

4.9 1,385 Reviews

95%+

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95%+

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95%+

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Steve Roberts

Tagged solicitor Steve Roberts

We contacted Richard Nelson LLP in Summer of 2022 to assist us with dealings we were having with the SRA. We spoke to Steve Roberts and from the outset he was knowledgeable, efficient and very understanding. He introduced us to two people from Blue Sky Accounts, James and Sarah who were very on the ball and Mr Roberts took over all correspondence with the SRA which took the pressure off our firm. We achieved a fantastic result which could not have been done without the intervention of Richard Nelson LLP and all people we were involved with and can honestly say that we are eternally grateful to them for their superb service

Review left by Derrick G

4.6 2,485 Reviews

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91%

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91%

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4.9 426 Reviews

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95%+

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Mark Wardley

Tagged solicitor Mark Wardley

I felt the sound guidance and representation provided , enabled me to be able to undergo a difficult situation, feeling prepared and put me at ease somewhat. My expectations were managed and all options discussed with me thoroughly.

Review left by Anonymous,

4.8 746 Reviews

95%

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95%+

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95%+

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