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Regulatory advice in banking and financial services covers helping firms understand and comply with the financial services regime, including the Financial Conduct Authority and the Prudential Regulation Authority. It includes structuring compliant products, advising on authorisations, and handling regulatory reporting and investigations. A solicitor drafts responses to regulator correspondence, prepares risk assessments and governance arrangements, and supports clients through enforcement or admission processes. The work often hinges on staying current with FSMA, MiFID II, and related rules that govern conduct, promotions, and capital requirements.
Solicitors handle the intricate provisions, schemes and procedures behind the regulatory regime, including authorisation applications, ongoing reporting, compliance programmes, whistleblowing and governance structures, with attention to how failures or breaches can trigger sanctions or restrictions. They interpret evolving guidance, prepare structured responses, and coordinate cross-border or multi-jurisdictional considerations where needed.
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Tagged solicitor Angeliki Kotsidou
Beyond Corporate is a very supportive and knowledgeable partner for our business. Especially Angeliki. She goes above and beyond expectations to support my team. Highly recommend partnering with Beyond Corporate.
Review left by Ryan
